Unit 2, lesson 11

Powers, Roots, and Signs

What negative and fractional exponents mean, why a square root is never negative, why the square root of x squared is the absolute value of x, and where a minus sign really belongs.

  • Theory part 21
  • Practice part 22
  • Rewriting Expressions

Calculus rewrites 1x3\frac{1}{x^3} as x−3x^{-3} and x\sqrt{x} as x1/2x^{1/2} all the time, because one rule for powers then handles everything. That only works if the meaning of each symbol is fixed and the signs stay where they belong. A small slip such as reading −32-3^2 as 99, or 9\sqrt{9} as ±3\pm 3, turns a correct method into a wrong answer.

Key terms

Base and exponent

Definition For a real number aa and a positive integer nn, the power ana^n is the product of nn factors equal to aa,

an=a⋅a⋯a⏟n factors.a^n = \underbrace{a \cdot a \cdots a}_{n \text{ factors}}.

The number aa is the base and nn is the exponent. For real aa, bb and positive integers mm, nn the rules aman=am+na^m a^n = a^{m + n}, (am)n=amn(a^m)^n = a^{mn} and (ab)n=anbn(ab)^n = a^n b^n hold.

In plain words The exponent counts how many copies of the base are multiplied together.

Example Five factors of 22 give 25=322^5 = 32. A negative base with an odd exponent stays negative, so (−2)3=(−2)(−2)(−2)=−8(-2)^3 = (-2)(-2)(-2) = -8, while (−2)4=16(-2)^4 = 16.

Parentheses and signs

Definition An exponent applies only to the symbol or parenthesized group immediately before it. Powers are evaluated before multiplication and before negation, so

−an=−(an),while(−a)n raises −a to the power n.\begin{gathered} -a^n = -(a^n), \qquad \text{while} \\[0.4em] (-a)^n \text{ raises } -a \text{ to the power } n. \end{gathered}

In the same way 2x3=2⋅x32x^3 = 2 \cdot x^3, which is different from (2x)3=8x3(2x)^3 = 8x^3.

In plain words If you want the minus sign or the coefficient to be squared too, it has to sit inside the parentheses.

Example The two expressions −32-3^2 and (−3)2(-3)^2 differ.

−32=−(3⋅3)=−9,(−3)2=(−3)(−3)=9.\begin{gathered} -3^2 = -(3 \cdot 3) = -9, \\[0.4em] (-3)^2 = (-3)(-3) = 9. \end{gathered}

The same thing happens on substitution. For f(x)=−x2f(x) = -x^2 we get f(−3)=−(−3)2=−9f(-3) = -(-3)^2 = -9, not 99.

Zero and negative exponents

Definition For a nonzero real number aa and a positive integer nn,

a0=1,a−n=1an.a^0 = 1, \qquad a^{-n} = \frac{1}{a^n}.

With these definitions the rules for integer exponents keep holding for all integers mm and nn, as long as the base is nonzero. For a positive integer nn the expression 0−n0^{-n} is undefined, since it would mean dividing by 00. The symbol 000^0 needs a separate word. In algebra the standard convention is 00=10^0 = 1, so that a polynomial written as a0x0+a1x1+a2x2a_0 x^0 + a_1 x^1 + a_2 x^2 still has the value a0a_0 at x=0x = 0. This convention says nothing about limits. In calculus a limit of the form 000^0 is indeterminate, so its value has to be worked out and is not automatically 11.

In plain words A negative exponent means one over the positive power. It never makes the number negative.

Example A few values.

2−3=18,(−2)−3=1(−2)3=−18,(23)−2=94.\begin{gathered} 2^{-3} = \frac{1}{8}, \\[0.4em] (-2)^{-3} = \frac{1}{(-2)^3} = -\frac{1}{8}, \\[0.4em] \left(\frac{2}{3}\right)^{-2} = \frac{9}{4}. \end{gathered}

In calculus you will often rewrite 5x2\frac{5}{x^2} as 5x−25x^{-2}, which is valid for x≠0x \ne 0.

Principal square root

Definition For a real number a≥0a \ge 0, the principal square root a\sqrt{a} is the unique real number bb with b≥0b \ge 0 and b2=ab^2 = a. For a<0a < 0 there is no real square root. So a\sqrt{a} is always nonnegative, and it is one number, not two.

In plain words The square root symbol asks for the nonnegative number whose square is aa. Solving an equation like x2=ax^2 = a is a different question that can have two answers.

Example The root 9\sqrt{9} equals 33, never −3-3. The equation x2=9x^2 = 9, however, has the two solutions x=3x = 3 and x=−3x = -3, which we write as x=±9=±3x = \pm\sqrt{9} = \pm 3. The ±\pm comes from the equation, not from the root symbol.

Square root of a square and absolute value

Definition The absolute value of a real number xx is

∣x∣={x,x≥0,−x,x<0.\lvert x \rvert = \begin{cases} x, & x \ge 0, \\ -x, & x < 0. \end{cases}

For every real number xx,

x2=∣x∣.\sqrt{x^2} = \lvert x \rvert.

The reason is that ∣x∣≥0\lvert x \rvert \ge 0 and ∣x∣2=x2\lvert x \rvert^2 = x^2, so ∣x∣\lvert x \rvert is the nonnegative number whose square is x2x^2. The equation x2=x\sqrt{x^2} = x holds only for x≥0x \ge 0.

In plain words Squaring forgets the sign, and the square root brings back only the size. What you get is the distance from xx to 00.

Example For x=−5x = -5 we get (−5)2=25=5=∣−5∣\sqrt{(-5)^2} = \sqrt{25} = 5 = \lvert -5 \rvert, not −5-5. In the same way 4x2=2∣x∣\sqrt{4x^2} = 2\lvert x \rvert for all real xx, and (x−1)2=∣x−1∣\sqrt{(x - 1)^2} = \lvert x - 1 \rvert.

Real roots

Definition Let n≥2n \ge 2 be an integer. If nn is even and a≥0a \ge 0, the real root an\sqrt[n]{a} is the unique b≥0b \ge 0 with bn=ab^n = a, and for a<0a < 0 there is no real even root. If nn is odd, every real aa has exactly one real bb with bn=ab^n = a, and an\sqrt[n]{a} is that number, which has the same sign as aa. Consequently xnn=∣x∣\sqrt[n]{x^n} = \lvert x \rvert for even nn and xnn=x\sqrt[n]{x^n} = x for odd nn.

In plain words Even roots need a nonnegative number inside and give a nonnegative answer. Odd roots accept any real number and keep its sign.

Example A cube root can be negative, so −83=−2\sqrt[3]{-8} = -2 because (−2)3=−8(-2)^3 = -8. A fourth root cannot, so 164=2\sqrt[4]{16} = 2, and −164\sqrt[4]{-16} is not a real number.

Rational exponent

Definition Let a>0a > 0, let mm be an integer and let nn be a positive integer. Then

am/n=(an)m=amn.a^{m/n} = \left(\sqrt[n]{a}\right)^m = \sqrt[n]{a^m}.

For a positive base the value does not depend on how the fraction mn\frac{m}{n} is written, and the usual exponent rules hold for all rational exponents. For the base 00 one sets 0m/n=00^{m/n} = 0 when mn>0\frac{m}{n} > 0, so that x1/2=xx^{1/2} = \sqrt{x} for every x≥0x \ge 0.

Negative bases are left out on purpose. Some texts do define (−8)1/3=−83=−2(-8)^{1/3} = \sqrt[3]{-8} = -2, using an odd denominator in lowest terms, but then the exponent rules break. Since 13=26\frac{1}{3} = \frac{2}{6}, the rule am/n=amna^{m/n} = \sqrt[n]{a^m} would also give

(−8)2/6=(−8)26=646=2,(-8)^{2/6} = \sqrt[6]{(-8)^2} = \sqrt[6]{64} = 2,

which is not −2-2. Calculators and software also disagree about such powers. So in this course a rational exponent always has a base a>0a > 0, or a=0a = 0 with a positive exponent, and an odd root of a negative number is written with the radical sign, as in −83\sqrt[3]{-8}.

In plain words The bottom of the fraction says which root to take, the top says which power. Take the root first when that keeps the numbers small.

Example Two evaluations with positive bases.

82/3=(83)2=22=4,16−3/4=1(164)3=18.\begin{gathered} 8^{2/3} = \left(\sqrt[3]{8}\right)^2 = 2^2 = 4, \\[0.4em] 16^{-3/4} = \frac{1}{\left(\sqrt[4]{16}\right)^3} = \frac{1}{8}. \end{gathered}

In calculus the same rule gives 1x=x−1/2\frac{1}{\sqrt{x}} = x^{-1/2} for x>0x > 0.

Check yourself

  1. Evaluate (−2)−2(-2)^{-2}, −2−2-2^{-2} and 27−2/327^{-2/3}.
Show the answer

The first is 1(−2)2=14\frac{1}{(-2)^2} = \frac{1}{4}. The second is −(2−2)=−14-(2^{-2}) = -\frac{1}{4}, because the exponent applies only to 22. The third is 1(273)2=19\frac{1}{(\sqrt[3]{27})^2} = \frac{1}{9}.

  1. Compute 49\sqrt{49} and solve x2=49x^2 = 49.
Show the answer

The principal root is 49=7\sqrt{49} = 7. The equation has two solutions, x=7x = 7 and x=−7x = -7.

  1. Simplify (x−3)2\sqrt{(x - 3)^2} for all real xx and evaluate it at x=1x = 1.
Show the answer

For every real xx it equals ∣x−3∣\lvert x - 3 \rvert. At x=1x = 1 this gives ∣−2∣=2\lvert -2 \rvert = 2. Writing x−3x - 3 instead would give −2-2, which cannot be a square root.

How this lesson connects